Collecting information
Organizing data
Join to apply for the Portfolio Manager - VP role at Associated Bank. Responsible for underwriting, credit monitoring and portfolio management of Commercial Real Estate relationships to achieve efficiencies and quality of the process and product, assist in the retention and expansion of existing client relationships, growth of total client assets and net growth in relationships. Acts in compliance with all applicable laws and regulations as outlined in training materials, including but not limited to Bank Secrecy Act. Responsible for reporting suspicious activity to Financial Intelligence. Asset & Wealth Management, Private Wealth Management, Partner Family Office, Financial Analyst - Dallas.. Alternative Credit Asset Manager, Principal
Grow client net revenue annually in core product areas: investment management, capital markets, and banking & lending.. Create, organize, and implement a wealth management strategy designed to deepen relationships with existing clients.. Oversee and ensure compliance with the following processes: Investment Objective Setting (IOS), Client Risk Profile (CRF), Periodic Client Reviews.. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Licensing: Series 7 & 66 (or 63 & 65) & 31
This is an important role that oversees the business-wide field finance function, including financial planning and analysis, financial control, cost accounting, accounting, tax, treasury, accounts payable/receivable, and credit and collections. Working cross functionally with operations, technical accounting, internal audit, Business Unit leadership and other business units with manufacturing design cost accounting function, including routines, reporting and policies. Support Credit function and Master Data Strategies for the enablement of SSMG’s reporting and other transformational efforts.. Utilizes Sysco talent management programs tools and programs (performance management, leadership development, engagement surveys, talent reviews) to manage and develop leadership talent.. Demonstrate knowledge of Spreadsheet software and Word Processing software, and ability to learn Sysco technology software and programs.
The Accountant II is responsible for preparing general ledger month-end journal entries relevant to their assigned functional accounting team in accordance with Generally Accepted Accounting Principles.. The Accountant II should be able to demonstrate an understanding of the purpose of the journal entries they are recording to the general ledger, evaluate the appropriateness of the entry (including the GL accounts used and the financial statement line item classification), and explain the impact to the financial statements.. In some cases, appropriate support will include developing estimates of the current month activity based on financial analysis of historical data.. The Accountant II is responsible for analyzing and providing variance explanations (from budget and trend) related to assigned areas to the accounting leads and managers for month-end review.. The Accountant II is responsible for other projects, as assigned, which may include but are not limited to: research of GL transactions to understand the impact to the GL, process improvement projects, and assistance for the year-end external audit.
The ideal candidate will have deep expertise in regulatory compliance, operational risk, and third-party risk, along with a solid understanding of financial regulations. Architect and configure ServiceNow IRM modules (Policy and Compliance, Risk Management, Audit Management, Vendor Risk Management) aligned with industry regulations and internal control frameworks (e.g., COSO, COBIT). Stay updated on regulatory changes (e.g., OCC, FDIC, CFPB) and translate them into actionable ServiceNow enhancements. Participate in pre-sales activities, crafting proposals and presenting ServiceNow IRM solutions to prospective clients. ServiceNow Certified Implementation Specialist – Risk and Compliance
The VP will provide strategic guidance on compliance matters, oversee fraud detection and prevention, monitor regulatory changes, and offer advisory support across all business units. Lead research and advisory efforts related to tax information reporting and withholding requirements, including FATCA, CRS, and IRS regulations (e.g., Chapter 3, Chapter 4, and Chapter 61). Develop an enterprise risk management (ERM) framework to meet industry standards and regulations across relevant federal, state, and local governmental agencies and implement risk-based controls to mitigate fraud exposure. Bachelor's degree in Accounting, Finance, Law, or a related field; advanced degree or professional certification (CPA, JD, LLM, or similar) preferred. In-depth knowledge of U.S. and international tax withholding and reporting rules (FATCA, CRS, IRS reporting requirements, etc
Our client is a specialized consulting firm that empowers enterprise organizations to move faster, reduce operational risk, and unlock greater value from their technology investments.. A growing, dynamic organization is seeking an experienced Director of Finance to lead all aspects of financial strategy and operations.. Manage cash flow, working capital, and financial risk.. Chief Financial Officer (CFO) - Auto Lending. Director of Finance - Commercial & Supply Chain
Huron’s Restructuring & Turnaround team provides comprehensive solutions to companies and their management teams, lenders, other creditors and stakeholders facing challenges driven by micro-and/or macro-economic events.. Our initial focus many times is on understanding and managing the company’s liquidity in order to preserve value with a long-term focus on identifying the key areas for improvement and/or risk mitigation to maximize enterprise value.. Minimum of three years of experience with restructuring & turnaround work, investment banking, financial advisory/consulting, public accounting or audit-related consulting. Have or working toward one or more of the following certifications: such as Certified Turnaround Professional (CTP), Certified Insolvency and Restructuring Advisor (CIRA), Certified Public Accountant (CPA), or Chartered Financial Analyst (CFA). This job is also eligible to participate in Huron’s annual incentive compensation program, which reflects Huron’s pay for performance philosophy.
Projects could include grants management, accounting services, consulting, forecasting / projections, outsourced / interim controller responsibilities, and overall problem solving for Nonprofit clients as related to their financial systems, processes, and records. Participating and leading projects evaluating Federal and State grant compliance and other compliance with regulatory requirements.. Performing operation and financial assessments of client's grants management compliance and finance departments processes, policies, procedures, and internal controls.. The ability to communicate both up and downstream to team staff and exercise judgment in determining client interactions.. Experience with QuickBooks, QuickBooks Online, Financial Edge, Intacct, bill.com, expensify, stripe, PayPal
We are seeking a visionary Chief Executive Officer (CEO) to lead a high-growth portfolio of companies headquartered in Dallas, TX, starting with thriving businesses in mowing equipment sales and rental equipment services, and poised for expansion into new industries.. Strategic Leadership: Craft and execute bold strategies for the mowing and rental equipment businesses, plus future portfolio additions, aligning with a vision to redefine equipment solutions.. Financial Stewardship: Accelerate revenue growth, manage budgets, and ensure financial health through savvy resource allocation and fundraising.. Financial Acumen: Expertise in financial modeling, P&L management, fundraising, and investor relations.. Location: Must be based in or willing to relocate to the DFW area Preferred Attributes
Under general supervision, but in accordance with established lending policies and procedures, receives and reviews the commercial banking needs for Corporate Clients with annual revenues preferably in the range of $25 million to $1 billion. Solicits business from potential and existing customers (outside and inside bank location) to include loans, deposits, treasury management, foreign exchange, and rate risk management. Prepares appropriate loan documentation and verifies loan agreements are complete and accurate according to bank policy. Represents the financial institution in public relations activities and community affairs. A minimum of 6 - 8 years experience in a financial institution as a commercial lender.
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial. Delivering tailored solutions for middle-market privately owned businesses is at the heart of our organization, and as a Relationship Manager, what you do matters. Job Description The Relationship Manager IV - Commercial Banking is primarily responsible for the sales of various financial products and the servicing of commercial loans to middle-market privately owned businesses. Advanced knowledge of Wealth Management products, Treasury Services, deposit offerings and the other bank services. Managers at all levels practice an open-door policy to encourage candid communication, feedback, and discussion.
We have a position available for an Assistant Controller.. This position would require that you relocate to another one of our locations after a. Evaluating and assessing internal controls and operating results including analysis of budget to actual results; presents cost reduction recommendations to management. Must have1-3 years of experience as either a senior accountant or assistant controller role. Intermediate to advanced skills in MS Excel and related accounting business systems
This role will review the firm’s Equity Research prior to publication to ensure it adheres to FINRA and SEC disclosure requirements, and will advise Equity Research, Equity Capital Markets, and Investment Banking regarding applicable regulatory requirements and risks related to conflicts of interest.. Identify and oversee the Control Room which consists of investment banking deals, MNPI mitigation, Watch and Restricted Lists while acting as a resource for research COI risk mitigation including required chaperoning of research analyst interaction with investment bankers. Define and implement, as necessary, restrictions applicable to the firm’s Equity Capital Markets group and the Research Department. Review vetting requests from Equity Capital Markets and Corporate Access requests. Hold applicable industry licenses (Series 7, 24, 87, 79) and certifications (CRCM, CRCP, CFA) (preferred)
Engage proactively with peers in stakeholder organizations as well as client-facing professionals to provide risk management advice, counsel, and effective challenge regarding data handling, privacy, confidentiality, governance processes, and controls during the design of data-powered solutions, strategic initiatives, artificial intelligence capabilities, and data fabrics. Identify emerging risks, help business stakeholders understand/prioritize these to help formulate proactive risk mitigation actions based on current knowledge of the risk landscape associated with the firm-wide data strategy, data governance processes, and data management activities. Minimum five years of recent experience of related work in data risk, data governance, data management, data privacy, risk reporting, and/or data analytics. Familiarity with data governance best practices, and frameworks including the Enterprise Data Management Council's DCAM (Data Management Capability Assessment Model) and the DAMDMBOK (Data Management Body of Knowledge). Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance for Employers, Fair Chance Initiative for Hiring Ordinance, and San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.. Familiarity with consumer banking laws, rules and regulations such as Regulations E (Electronic Funds Transfer), Regulation Z (Truth in Lending), Regulation B (Equal Credit Opportunity Act), Servicemembers Civil Relief Act, UDAAP, Regulation P (Privacy), Regulation V (Fair Credit Reporting), TCPA (Telephone Communications Protection Act) and Fair Lending and Fairness compliance requirements.. Certified Regulatory Compliance Manager (CRCM) designation, a plus.. Business Acumen, Credible Challenge, Laws and Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, Risk Remediation.