Collecting information
Organizing data
At Strategic Wealth Designers (SWD) , we are a full-service financial firm specializing in assisting individuals who are near or in retirement.. The Compliance Associate will work alongside the CCO and Compliance Analyst with the effective implementation and administration of the compliance program for Strategic Wealth Designers’ – an SEC Registered Investment Advisory firm.. This position works closely with Financial Advisors, Portfolio Management, and Investment Operations areas.. 1+ years’ relevant auditing or compliance experience with an SEC Registered Investment Advisory (RIA) Firm. Visit SWDGroup.com/Careers to explore our unique company culture and see why working at SWD is unlike any other experience!
USRC's greatest strength in being a leader in the dialysis industry is our ability to recognize and celebrate the differences in our diverse workforce.. Under the general guidance of the VP of Internal Audit, the IT Audit Senior Manager is responsible for preparing and implementing a risk-based audit plan to assess, report on, and make suggestions for improving the company's IT general controls, as well as for helping to develop documentation and internal monitoring of IT general, financial and operational controls.. Additionally, the position is responsible for establishing and overseeing a continuous auditing program and for leading other IT audit initiatives including reviews, system implementations, and other IT projects, as needed.. Evaluate and document IT general controls (ITGCs), application controls, cybersecurity practices and data governance for the organization.. Lead the development and performance of continuous auditing and fraud identification procedures.
Banking Recruitment Specialist.. This individual needs to have a background in staffing OR human resources/talent acquisition in banking, have a keen eye for detail, and be a quick & detailed worker. Monitor client and consultant satisfaction surveys to uphold high NPS results.. Oversee consultant roll-off and ensure smooth offboarding for efficient redeployment with a recruiter. Detail oriented – able to maintain a detailed tracker with candidate information and status
You will be part of a dynamic team that is pivotal in maintaining Ericsson’s Ethics and Compliance Program and responsible for providing tactical advice to business and organizational units across North America on anti-bribery and corruption and fraud prevention. Implement initiatives to strengthen the culture of ethics and integrity, particularly as to fraud prevention, anti-bribery and corruption, and compliance with the Foreign Corrupt Practices Act. In-depth understanding of compliance-related laws and regulations, particularly antibribery and corruption. A juris doctorate and appropriate local license to practice law. 8+ years work experience in compliance and/or legal, with specific experience with anti-bribery and corruption compliance.
Spectrum Search Group has partnered with an excellent professional services company in Richardson looking to add a Finance Manager.. Spearhead budgeting, forecasting, and financial planning for multiple entities.. Provide strategic financial insights, including cash flow analysis, capital expenditure, and KPI tracking.. Proficiency in Power BI, large database tools, and advanced Excel.. Detail-oriented, innovative, and skilled at scaling financial processes.
Reporting to the CFO and in collaboration with the CHRO and CIDO this role will be responsible for the execution, maintenance, and continuous optimization of our financial systems platform and HRIS. Serving as a vital link between Finance/Accounting, IT, HR and other key stakeholder groups, this role will provide system consultation, guidance, and support.. Standing up a financial systems center of excellence for an enterprise with multiple service lines encompassing shared service centers to support brokerage, property management, development services, construction management, asset management, consulting, construction, and capital markets business lines.. Administer financial systems by managing a team and overseeing QA testing, ensuring secure external integrations (e.g., banking connectivity), and regularly reviewing and maintaining security levels.. Collaborate cross-functionally with IT, HR, other internal groups, and external partners to enhance system architecture, manage proper SDLC, maintain universal IDs and data integrity to drive one source of truth.. CPA, CIA, CISA, PMP, CPM, Six Sigma or advanced certifications preferred.
The Actuarial Practice of Oliver Wyman is an operating division of the Oliver Wyman Group, a member of the Marsh & McLennan Companies (MMC), the foremost employer of actuaries in the world.. There is no option to work fully remote.. Oliver Wyman, a business of Marsh McLennan (NYSE: MMC), is a management consulting firm combining deep industry knowledge with specialized expertise to help clients optimize their business, improve operations and accelerate performance.. Marsh McLennan is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman.. The Actuarial Practice of Oliver Wyman advises clients across a broad spectrum of risk management issues.
Senior Manager – Judgmental Lending (Credit Card Services). We are seeking a strategic and experienced Senior Manager of Judgmental Lending to lead our Credit Card Services division.. You will manage both onsite and offshore teams, drive performance and compliance, and partner with senior leadership to deliver innovation and operational excellence.. Expertise in the credit lifecycle, risk evaluation, and consumer lending regulations. Proficiency in Microsoft Excel and PowerPoint; experience with data visualization tools is a plus
Description: Job Summary:Join our Underwriting Alternate Funding team!. This position will support Underwriting Alternate Funding, which includes Self-Funding, Level Funding, and Risk Sharing Arrangements.. With general direction, uses and documents models, tools, and assumptions that support business strategy analysis and risk management.. Minimum Qualifications: Bachelors degree in a related field OR Minimum three (3) years of experience in Underwriting, Marketplace Evaluations, Financial Analysis, or a directly related field.. Additional Requirements:Knowledge, Skills, and Abilities (KSAs): Applied Data Analysis; Data Quality; Interpersonal Skills; Organizational Skills; Business Acumen; Microsoft Office
As a Business Center Branch Manager within PNC's Retail Branch Banking organization, you will be based in Rockwall, TX at the Rockwall North branch.. Connects all of PNC, delivering a seamless customer experience in an omni channel environment.. Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework.. Preferred SkillsAccountability, Banking, Client Counseling, Customer Experience (CX), Customer Loyalty, Decision Making, People Management, Proactive Approach, Results-OrientedCompetenciesBranch Banking Services, Digital Awareness, Effective Communications, Managing Multiple Priorities, Prospecting., Sales ManagementWork ExperienceRoles at this level typically require a university / college degree, with 3+ years of industry-relevant experience.. This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.
You will be part of a dynamic team that is pivotal in maintaining Ericsson’s Ethics and Compliance Program and responsible for providing tactical advice to business and organizational units across North America on anti-bribery and corruption and fraud prevention.. Implement initiatives to strengthen the culture of ethics and integrity, particularly as to fraud prevention, anti-bribery and corruption, and compliance with the Foreign Corrupt Practices Act.. In-depth understanding of compliance-related laws and regulations, particularly antibribery and corruption.. A juris doctorate and appropriate local license to practice law.. 8+ years work experience in compliance and/or legal, with specific experience with anti-bribery and corruption compliance.
We are a global law firm with a powerful strategic focus and real momentum. The US Compliance Team consists, at present, of the Deputy General Counsel, Compliance, a management team of Assistant Deputy General Counsel, Compliance; Counsel, a Senior Lawyer and an Analyst Manager as well as a team of Compliance Lawyers, Senior Compliance Analysts, Compliance Analysts, and Client/Matter Intake Analysts. Drive any conflict issues to full resolution and manage a docket of between 15 and 30 outstanding conflict matters at any given time.. Assist with enforcement and other issues related to Norton Rose Fulbright’s Global Practice Standards addressing stock and share dealings, external appointments, prohibitions on bribery, corruption and discrimination, economic sanctions, anti-money laundering requirements, and (to some extent) cyber security considerations.. Full- time employees are eligible to access fertility benefits designed to support fertility and family-forming journeys.