Collecting information
Organizing data
Collaborate with Compliance Officers on compliance calendar reviews. Oversee annual filings, risk assessments, compliance reviews, regulatory training, and other required compliance functions. The role involves collaborating across internal departments, representing compliance in advisor interaction
EY's FSO EDGE Wealth and Asset Management (WAM) practice provides comprehensive and specialized tax assistance tailored to the unique needs of the asset management industry. Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry
With over 50 years of experience and more than $4 billion in assets under advisement, Goelzer Investment Management is an investment advisory firm that leverages our proprietary investment and financial planning strategies to help successful families and institutions Dream, Invest, and Live. Develop
Provides investment management, fiduciary expertise and strategic leadership for business, products, and policies to Investment professionals within the assigned portfolio / jurisdiction. Provides technical expertise for all aspects of investment management and administration to ensure compliance. L