Collecting information
Organizing data
Team Overview: Effectively control the risks associated with business activities via the execution of the firm's Enterprise Risk Management framework for identifying, assessing, treating, mitigating, monitoring, reporting, and escalating risks, with a specific focus on AI-related risks (including generative AI and agentic AI related risks).. Understands and advises the team on division processes, historical risk results, firm policies/programs, including all Enterprise Risk Management Program Framework and Standards, particularly in the context of AI. Understanding of AI bias detection, explainability tools (SHAP, LIME), and model validation techniques. Familiarity with programming languages used in financial modeling (Python, R, SQL) and cloud AI solutions (AWS, Azure.. Background in quantitative finance, algorithmic auditing, or regulatory AI risk assessments
The Associate Wealth Manager works directly with Lead Advisors to assist with the wealth management and financial planning needs of clients.. Bachelor’s degree preferably in business, accounting, finance, economics, or related experience.. 3+ years of experience in client service in the financial services industry (preferably with an independent registered investment advisory firm).. Designations: CFP, CFA (or enrolled with a completion date of less than 9 months).. Proficiency in Microsoft Office; experience with various financial planning, CRM, portfolio management, and document management software.
The Wealth Advisor serves as personal relationship manager to Busey Wealth Management clients.. Act as primary relationship manager, managing and developing a designated book of Wealth Management Clients ranging from high-net-worth individuals and families to institutional clients such as foundations and endowments.. Work with and coordinate the efforts of our experienced Investment Team, Financial Planning and Tax Specialists, Estate Planning, Portfolio Management, and Private Client banking services to create comprehensive financial strategies and solutions to support clients.. Wealth Management Services including Investments, financial planning, banking and trust concepts including asset allocation, and basic trust and estate procedures. Busey's Total Rewards include a competitive benefits package offering 401(k) match, profit sharing, employee stock purchase plan, paid time off, medical, dental, vision, company-paid life insurance and long-term disability, supplemental voluntary life insurance, short-term and long-term disability, wellness incentives and an employee assistance program.
Senior SBA Loan Underwriter.. Our client is looking for a Senior SBA Loan Underwriter to join their team!. As a Preferred Lender, the SBA recently ranked our client as the #1 Arizona-based bank over the past 12 months, funding a higher dollar amount of SBA loans than Bank of America and Western Alliance banks. Broad experience in C&I, CRE, SBA lending underwriting highly desired. 5 years in Commercial Banking (e.g., Credit Administration, Commercial Credit Underwriting, Portfolio Management or Commercial lending), required
Love Pool Care is Phoenix's premier, high-end pool service, repair, and renovation company.. The VP of Finance is a senior financial and executive management support role within our high-growth, investor-backed home services platform.. The VP of Finance will work closely with the CEO, investors, and outside advisors to drive business understanding and strategic decision-making.. ● Monthly Financial Statement Preparation: Maintain QuickBooks Online, oversee or perform bookkeeping, ensure GAAP compliance, and enhance management reporting.. ● Treasury Management: Serve as the key point of contact for banks and cash management.
Apply critical thinking to analyze programs, understand root causes, and utilize FBS (continuous improvement) tools to mitigate risks.. Be a change agent, embracing technology solutions for efficiency and accuracy.. Build partnerships with business functions, providing timely information through effective communication and fostering trust.. Conduct comprehensive analysis for program life cycle and bring strategic insights into program cost analysis Proactively identify and implement effective countermeasures, monitor programs for risks and opportunities, and ensure compliance.. Actively seek feedback, anticipate customer and business needs, and adapt financial plans to meet dynamic market demands.
This position will be a key member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting Small Business Card products.. The successful candidate will provide second line of defense compliance oversight for this core area of the GCS business.. CRCM, CAMS, CIPP, and/or CCEP certifications are preferred.. American Express will consider for employment all qualified applicants, including those with arrest or conviction records, in accordance with the requirements of applicable state and local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair Chance Ordinance for Employers, and the City of Los Angeles Fair Chance Initiative for Hiring Ordinance.. If the link does not work, you may access the poster by copying and pasting the following URL in a new browser window: *Employment eligibility to work with American Express in the U.S. is required as the company will not pursue visa sponsorship for these positions.
Job Description:We are seeking an experienced Principal GRC Analyst to join our dynamic and evolving Governance, Risk, and Compliance team.. Support the vendor risk management process by evaluating third-party vendors and partners to identify and assess potential risks.. Demonstrated experience in cyber governance, cyber risk, and compliance in a dynamic and complex business environment.. Preferred Qualifications:Experience in the semiconductor or high-tech manufacturing sector.. Familiarity/proficiency with GRC software tools and platforms to streamline risk assessments, compliance monitoring, controls testing, and corrective actions.
Join JPMorgan Chase Global Banking as a Client Service Account Manager in the Client Onboarding and Service team.. Identify and address product/service gaps and development opportunities, leveraging the full array of Treasury Services product capabilities.. Flexibility with working hours and the ability to utilize virtual connectivity tools (VDI, Outlook mobile suite, etc.). Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions.
Market research studies are paid engagements Ivy Exec conducts with clients to get feedback on certain topics.. For this study we are looking forBusinessprofessionalsto talk about their opinions and experiences with various merchant services and online payment acceptance solutions and providers.. Industry:Retail, Banking / Investment Banking, Financial Services, Healthcare, Information Technology, Manufacturing, Food & Beverage, Telecommunications & Wireless, Hospitality, Travel & Leisure, Utilities, Media / Entertainment, Accounting. To be respectful of your time, we want to make sure you meet all study requirements.. If you qualify, our team will reach out to you to schedule the interview with our client.
Research and resolve account reconciliation discrepancies and provide solutions to proactively remedy discrepancies in the future.. Establishes and maintains effective internal controls to minimize financial risk and ensure accurate accounting practices.. Proficiency in accounting software and financial reporting systems.. Experience with budgeting, forecasting, and financial analysis.. Experience in a financial controller role, or equivalent, is often preferred.
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential.. There’s no one like you and that’s why there’s nowhere like RSM. RSM is looking for a Audit Manager to join our Lending team.. Lending isfocused specifically on banking and specialty finance, in which we are the middle market leaders throughout the country.. We support and inspire you to prioritize your wellbeing by delivering personalized, holistic programming for your physical, emotional, financial and community wellbeing.. RSM has a generous time off policy with at least 14 paid holidays, wellbeing days and associate and above access to self-managed time off.
Description Company Overviewiboss is a cloud security company that enables the modern workforce to connect securely and directly to all applications from wherever they work.. Built on a containerized cloud architecture, iboss delivers security capabilities such as SWG, malware defense, RBI, CASB and data loss prevention to all connections via the cloud, instantaneously and at scale.. Job Description The IT Governance, Risk, and Compliance Specialist will play a key role on the iboss team by aligning security initiatives with enterprise programs and business objectives.. The IT GRC Specialist will make an impact on iboss’ security program and services through experience with various areas including data governance, risk management, metrics, audit, policy, and standards development.. Drive continuous improvement efforts to enhance IT compliance and governance practices.
Identify and address product/service gaps and development opportunities, leveraging the full array of Treasury Services product capabilities.. Flexibility with working hours and the ability to utilize virtual connectivity tools (VDI, Outlook mobile suite, etc.). Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions.. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more.
Maintain and cultivate a collaborative culture for efficiently and effectively managing regulatory risks, by fostering strong relationships between, and with, business leaders, the Legal Department, Compliance Department colleagues, global partners, and other control groups.. Serve as a trusted advisor to Vanguard’s retail advice, wealth management, and brokerage businesses.. A deep and varied understanding of financial markets, investment products, trading and brokerage operations.. Advanced knowledge of FINRA, SEC, state, banking, and trust company regulations and other regulatory requirements applicable to investment advisors, broker-dealers and trust services holding retail investor securities.. FINRA Series 7 and 24 are required (must obtain within 6 months if not currently held).
Chief Compliance Officer (CCO). The CCO will play a critical role in shaping and maintaining a robust compliance framework that supports our mission and mitigates risks associated with regulatory and operational challenges.. Monitor and ensure compliance with federal, state, and international regulations, including aviation safety standards, environmental laws, and industry-specific guidelines.. Lead internal investigations into potential compliance violations, addressing issues promptly and effectively, and implementing corrective actions as necessary.. Bachelor’s degree in Law, Business Administration, Finance, or a related field; a Juris Doctor (JD) or advanced degree in a relevant field is preferred.
Highgate is a premier real estate investment and hospitality management company widely recognized as an innovator in the industry.. Highgate is the dominant player in U.S. gateway markets including New York, Boston, Miami, San Francisco and Honolulu, with a rapidly expanding presence in Europe, Latin America, and the Caribbean.. This position will oversee the Hilton Phoenix Airport and Hampton Inn Phoenix-Airport North.. Ensure hotels’ compliance on all regulatory licenses and permits, leases, contracts, legal agreements, and the proper execution of all operational taxes.. At least 5 or more years of Hospitality Finance/Accounting experience.
Provides full advisory services to First and Second Lines of Defense on all applicable money laundering risk, to including but not limited to the Bank Secrecy Act (BSA), USA PATRIOT Act, and U.S. Treasury AML guidelines.. Knowledge of financial institutions, corporate advisory, wholesale lending, project finance, and the structures of these transactions and relationships.. Demonstrated knowledge of investment banking products and services, including but not limited to, derivatives, swaps, project finance, commodities and structured finance, and securitization.. Transaction Banking: understands the AML risk that presents itself in the form of complex products and services, including treasury management with money and transaction movements, demonstrated knowledge of SWIFT payment processes, correspondent banking, cash management services, ACH, and other methods of electronic funds transfers including how these can be used for money laundering and the controls required for these risks.. Minimum of 5 to 7 years in banking, with a strong emphasis on BSA, AML and OFAC laws and regulations.
This role will focus on providing consolidated inputs to risk systems, platforms, and capabilities, including Archer and other GRC tools.. Assist the Director in serving as the 1LoD Product Manager for Risk ecosystem technology capabilities and needs to support execution of the operational risk management framework.. Provide consolidated 1LoD inputs to risk systems, platforms, and capabilities including Archer and other GRC tools.. Knowledge of Governance, Risk, and Compliance (GRC) tools such as Archer and other related platforms.. Experience working with or in operational risk management space (e.g., Risk, Compliance, Control Management and/or Internal Audit).
Chief Financial Officer (CFO). Special tuition offers through Capella University. Routinely review revenue cycle metrics to identify and address issues affecting overall performance to include: timely collection of accounts receivable, limiting uncompensated care and achieving goals for cash collections and AR days to reduce bad debt and denials.. Actively involved in Front End Revenue Cycle processes to include: completed insurance verification on 100% of patients, working with the financial counselors to ensure proper determination of patient portions and, approval of any discounts or charity for logging of upfront collections.. Certified Public Accountant (CPA) preferred.