Collecting information
Organizing data
Assess enterprise and operational risks at multiple portfolio companies and recommend best practices to mitigate future risk. Review policies for coverage consistency, evaluating deductibles and limits, as well as benchmarking coverage against industry norms and operational risk profiles. Analyzes a
Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry, working side by side with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management an
A leading global financial services company seeks a Senior Vice President, Auditor, Global Financial Crimes and Compliance to join their Internal Audit team. Candidates should have significant experience in auditing within financial services, a strong communication background, and the ability to eng
A private equity firm based in Miami is seeking a Principal to oversee finance-related activities, manage compliance with SEC requirements, and support fundraising efforts. The ideal candidate should hold a Bachelor's degree in finance or a related field, and possess strong analytical, leadership, a
Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry, working side by side with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, I
Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. As a Private Client Advisor in Chase
Technology Auditors are involved in assessing and advising on virtually every aspect of how an organization uses technology to protect and enhance enterprise value- controls & regulatory compliance, security, privacy, software development, disaster recovery, technology governance, business intellige
We offer a full range of elective health benefits including medical, dental, vision and life; robust mental well-being programs; child, family, elder, and pet care benefits; short- and long-term disability and industry leading parental leave benefits; health savings account contributions (w/applicab
The successful candidate will be responsible for but not limited to providing legal advice, drafting legal documents, managing investigations and litigation, ensuring compliance with federal and state laws, and representing the organization in various legal matters. Draft and revise organizational p
Collaborates with internal business partners to provide a broad range of wealth products and services including financial planning, asset management, personal trust and estate planning, insurance and risk management services, consumer and mortgage credit, and general banking services. Manages multip
Collaborates with internal business partners to provide a broad range of wealth products and services including financial planning, asset management, personal trust and estate planning, insurance and risk management services, consumer and mortgage credit, and general banking services. Manages multip
As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning and advice to individuals and families. Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our b
Internal audit strategy and technology enablement: Focuses on defining, designing, developing, testing, and deploying technical solutions that drive increased effectiveness and efficiencies in audit, risk, control, and compliance domains. Managing risk, monitoring and testing controls, enhancing sec
We are seeking a Regulatory Compliance Senior Consultant with a strong internal audit and compliance background to contribute to and lead client engagements across compliance monitoring, internal audit, risk assessment, and regulatory advisory projects. Perform and oversee compliance audits and inte
Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. As a Private Client Advisor in Chase
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;
The compliance intern will assist the VP BSA/AML & Compliance Manager & VP Systems and Data Operations Manager with certain aspects of regulatory compliance function by performing duties assigned. Ability to carry and lift boxes and objects that may weigh between 10 and 25 pounds. Identify and resol