Collecting information
Organizing data
The ideal candidate for this role will have deep experience overseeing audits in a large organization; be a great communicator who builds trust with others and instills confidence in the work of the organization; and will be able to work with a variety of internal and external stakeholders to develo
Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry, working side by side with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management an
Advise on portfolio management decisions, ensuring alignment with statutory and regulatory rules, accounting standards, liquidity and capital requirements, tax considerations, and credit risk targets. Our unwavering focus on our clients and strong financial foundation connects each of our unique bus
A leading investment bank is seeking a Head of Investment Banking Supervision in Minneapolis. You will oversee compliance efforts, train staff, and collaborate with legal and regulatory agencies. The ideal candidate has 7-10 years of experience in a related field, strong analytical and communication
The Risk, Compliance and Law Technology Product Consultant is responsible for driving product direction, defining requirements, and delivering measurable value for products supporting the Risk, Compliance, and Law (RiCoLaw) domain. In-depth understanding of Governance, Risk, and Compliance (GRC) or
As the Investment Risk Manager, you'll be required to have a deep understanding of investment risk principles and investment strategies, strong analytical skills, and the ability to communicate effectively and work collaboratively with various departments across Securian Asset Management and its par
They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, ti
Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry, working side by side with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, I
Success in this role is demonstrated by the ability to deliver clear, concise, and actionable audit conclusions that improve management's understanding of key risks, drive meaningful control enhancements, adhere to regulatory requirements and support the objectives of retail brokerage and advisory s
The Risk Management Investigator III will provide support to the Risk Management Department by coordinating fraud tracking and mitigation efforts while assisting with Bank Secrecy Act (BSA)/Anti-Money Laundering (AML)/Countering the financing of Terrorism (CFT), and OFAC obligations. Assist and supp
Using expertise and knowledge of the securities industry and markets, analyzes and interprets customer/prospect's investment objectives considering various factors, and provides customized and individualized investment advice suited to those objectives while complying with all pertinent laws, regula
This role will support development and implementation of an audit coverage strategy for Personal Trust and Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management topics, and continuous monitoring of strategic initiatives and bu
Redpath also guides clients throughout the entire business life cycle with performance optimization and process improvement; M&A advisory, including corporate and deal strategy, due diligence (financial, tax, operations, and IT), financial modeling, and M&A integration; accounting and management out
Legal, Risk and Compliance interns will work within various segments, including but not limited to financial crime and anti-money laundering, risk management, credit services, regulatory compliance and consumer protection, analytics, and legal consulting. Legal, Risk and Compliance interns develop k
Business Process Audit and Advisory: Helps companies become more innovative and explore their business processes, identify and mitigate emerging risks, develop creative solutions to complex business challenges, and encourage best practices to enhance business functions. Technology Auditors are invol
TripleTree is a trusted partner for mergers and acquisitions, recapitalizations, and strategic advisory services. The position offers substantial opportunities to gain financial and technical expertise, professional development, and upward mobility, while taking on a substantial amount of responsibi
Using expertise and knowledge of the securities industry and markets, analyzes and interprets customer/prospect's investment objectives considering various factors, and provides customized and individualized investment advice suited to those objectives while complying with all pertinent laws, regula
Risk Assessment and Vulnerability Management. Threat Monitoring and Incident Response. Security Testing and Assessment.
Bank's WCIB business line offers comprehensive wealth management services to individuals and families across a wide range of wealth levels, as well as lending, equipment finance and small-ticket leasing, depository services, capital markets services, international trade services and other financial
In addition, we offer a comprehensive, high-quality benefits program which includes annual bonus, medical, dental, and vision care; disability and life insurance; generous Paid Time Off; retirement plans; Paid Care Leave; and other programs that are dedicated to enhancing your personal and work life