This position will be a compliance generalist and ideal candidates will have prior private fund compliance experience. A leading Private Equity firm is looking to hire a Compliance Associate. Draft/update compliance policies and procedures.
IT Governance, Risk & Compliance (GRC), IT Security Risk Management, Risk Audit, Data Privacy Investigation, Technology Risk,. The firm's core capabilities include global execution, portfolio, electronic and outsource trading, investment banking, prime brokerage, capital introduction, cor
A prominent investment firm in San Francisco is seeking an Associate for their Compliance program to support regulatory adherence and risk management. The ideal candidate will have a Bachelor’s degree and 3-4 years of relevant experience, with strong organizational and communication skills. This r
Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid
This individual will proactively assist in identifying and containing compliance risk, foster a business‑oriented compliance function, and help the organization embrace compliance. Company Overview Vista is a leading global investment firm that invests exclusively in enterprise software, data and
We’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, we
An established industry player is seeking a Senior Cyber Risk Management Capability Assessor to enhance cyber risk management frameworks. This role involves conducting thorough risk assessments, identifying gaps, and collaborating with stakeholders to ensure compliance with regulatory standards. Joi
Support Property and Casualty insurance, COIs, and other Risk activities that are part of annual renewals and also ongoing compliance. Vision: Be a strategic and scalable best in class Treasury Organization focused on risk management and value creation. Reporting to the Treasury Director, the Treasu
Knowledge and understanding of Treasury Service products, credit and risk process, overdraft management discipline, and pricing philosophy. As a Treasury Management Officer in Commercial Banking, you will generate new treasury management business and maintain relationships with clients. You will lev
You will play a critical role in ensuring AngelList can clearly demonstrate to auditors, regulators, and banking partners that it has a robust, risk‑based compliance framework with effective controls and ongoing testing. Develop and maintain formal compliance documentation, including: Enterprise a
The ideal candidate must possess law firm experience in mergers and acquisitions, must be highly motivated and possess excellent academic credentials and superior communication skills. We offer a full range of elective health benefits including medical, dental, vision and life; robust mental well-be