Collecting information
Organizing data
Provides support to AVP/VP and/or CAE and reports periodically on the activities of Audit Services as requested.. Builds and oversees a high performing team of employees and third-party resources for functional area to deliver high quality results including the identification, development and retention of talent with requisite internal audit professional practices capabilities as well as providing leadership, development and mentorship through coaching and support and overseeing performance management, and managerial activities.. Extensive knowledge of laws and regulations relating to consumer compliance, internal controls, risk management, and other regulatory matters.. Knowledge of banking, insurance, and investment operations.. Awareness of Regulatory & Compliance Environment, including Data Privacy and marketing preferences
Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance.. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs.. Maintains an understanding of the Chief Investment Office (CIO) philosophy, proprietary planning, and investment management tools. Series 7, 63/65 or 66 or equivalent; must obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they support
The Operations Finance Manager supports the Austin, TX Market Center, within the Refreshments Line of Business by overseeing financial planning, budgeting, forecasting, and operational analysis.. This role leads the administrative team, including Accounts Payable, Accounts Receivable, and office administration, ensuring efficient financial operations and policy compliance.. Lead month-end close, general ledger reconciliations, and financial reporting.. Ensure adherence to internal controls and corporate policies.. Rooted in service and united by our purpose, we strive to do great things for each other, our partners, our communities, and our planet.
As a Senior Manager, Corporate Development, you will play a key role in shaping the strategic growth of the firm through M&A and investments.. Financial modeling, valuation, synergy assessments, and deal structuring. Coordinate due diligence across service lines (e.g., legal, finance, HR, IT, risk) and manage external advisors. 7 years of experience in corporate development, investment banking, or private equity. For only those qualified applicants that are impacted by the Los Angeles County Fair Chance Ordinance for Employers, the Los Angeles' Fair Chance Initiative for Hiring Ordinance, the San Francisco Fair Chance Ordinance, San Diego County Fair Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records will be considered for Employment in accordance with these laws.
Develop and analyze financial and debt models to support the marketing and execution of new municipal bond issues.. Interest in public sector and municipal finance.. Knowledge, or ability to learn, web-based applications, and specialized information systems, including EMMA, Bloomberg, TM3, Munex, and DBC.. We are a global wealth management and investment banking firm serious about innovation and fresh ideas.. At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.
Enforce corporate strategy and policies to Buyers and Senior Buyers, to achieve profit target.. Must have a Bachelor’s degree or foreign equivalent in Finance, Economics or related field plus 3 years of experience in Job offered, Logistics, Procurement Analyst, or related role.. Inventory Management: manage inventory levels to enhance order fulfillment and inventory turnover; monitor, research and correct inventory errors; enforce batch code management for inventory tracking purposes.. Supply Chain Management: Design solutions for purchasing and shipment, to save on the cost of materials and freight.. Food Compliance Management: Enforce food compliance into daily operations, such as pest control, batch code, COA and GSP standard.
Avenir Group is a global leader in fintech and digital assets, with businesses spanning quantitative trading, Web3 investment, digital asset custody, crypto market making, compliance consulting, and cross-border asset management.. We are building a next-generation integrated trading platform — enabling users to seamlessly trade both digital assets and traditional securities on a single platform, backed by top-tier trading and custody infrastructure, and combining traditional finance expertise with crypto-native innovation.. Ensure alignment with US regulatory frameworks (SEC, CFTC, FinCEN) while fostering product innovation. Lead, mentor, and scale cross-regional product teams; coordinate with trading, operations, compliance, and marketing. 8+ years in product management, with at least 3 years in a senior product role at a leading crypto exchange, brokerage, or high-performance fintech platform
PenFed is hiring a (Hybrid) Dir, Consumer Loan Lending Policy & Analytics at our Tysons, Virginia; Dallas, Texas or San Antonio, Texas location. Drive monitoring and analysis of credit risk for both organic and acquired portfolio, prepare related management / Board reporting, and provide insights on emerging credit trends and implications on Allowance for Loan Losses. Partner with key stakeholders in various groups (Credit Risk Modeling, Product, second line Credit Risk, Compliance, Operations, Finance and Enterprise Risk Management) to identify areas of opportunity and spearhead initiatives to enable profitable growth while minimizing credit risk exposure and adapting to changing economic and regulatory environment. Remain abreast of financial regulatory developments in credit risk management and best practices within the industry. Minimum of twelve (12) years’ experience in credit strategy, credit policy & analysis or credit risk management in the financial services industry.
and American National, US based specialty P&C companies, (together known as BP&C, Inc.) are wholly owned subsidiaries of Brookfield Wealth Solutions, Ltd. ("BWS"), a New York and Toronto-listed public company.. BWS is a leading wealth solutions provider, focused on securing the financial futures of individuals and institutions through a range of wealth protection and retirement services, and tailored capital solutions.. Argo Group is a subsidiary of Brookfield Wealth Solutions Ltd.. Minimum four years' recent experience working as an Accountant or Auditor for a company with a full set of Audited Financial Statements.. Resumes submitted for this or any other position without prior authorization from Human Resources will be considered unsolicited.