Collecting information
Organizing data
Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other busines
The individual will partner with innovative and passionate stakeholders across all lines of defense to enhance risk governance, controls, processes, and assurance practices, while implementing changes that are strategic and transformative for Capital One. GV&I is seeking a Manager-level Compliance A
Responsibilities: Execute the audit program for internal systems as applicable for the area of GxP audits assigned in alignment with the Master Audit Schedule using a risk-based approach to ensure the Audit Plans are aligned with the company’s strategy and objectives and adjust the plan as needed
Our internal audit director will work as a strategic and tactical advisor, helping clients proactively understand the regulatory landscape and assisting them in managing both their internal and external risks. Experience in internal audit planning, risk assessment, professional practices, internal a
Developing and maintaining compliance policies and procedures. Compliance and Financial Crime Recruiter - U. Leading compliance initiatives and collaborating on strategic projects, including implementation of compliance programs.
Review and examine, and analyze accounting records, financial statements, and other financial reports to assess accuracy, completeness, and conformance to reporting and procedural standards. Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public f
Lead preparation and review of complex federal, state, and local tax filings for individuals, partnerships, S corporations, and C corporations. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race,
As a Compliance Lead within our sales literature review team in Legal & Compliance, you will provide compliance oversight and review of marketing materials for retail and institutional investors in various investment vehicles, including ETFs, mutual funds, alternative investments, separately managed
Internal Audit & Risk Consulting Senior that will perform tasks that focus on full-cycle internal audit engagements, including overseeing and conducting research & client assessments, as well as preparing, completing, and ensuring the accuracy and compliance of client engagements to meet the Firm's
This team provides audit services, review and compilation services and other agreed upon audit procedures to a variety of client sizes and industries. Collaborating with managers and partners on client issue resolutions and making recommendations for any legal, regulatory and accounting issues that
Post Deal Support Analysis: Post deal support to DS Tokyo External Auditors, including asset Impairment Test analysis (explain deal structure, rationale and source of assumptions and key data supporting the deal valuation model) Qualifications: Successful candidates will be able to meet the qualific
At least 3 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance, risk management or a combination. We are seeking a candidate that has demonstrated knowledge of payments network operations and ecosystem related risks, as well as risk m
Operating at the intersection of traditional finance and cutting‑edge technology, FalconX addresses the industry’s foremost challenges: navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity
Demonstrate consideration for Clients reputation as well as our clients, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control
Under the general supervision of a supervisory official in the Department of Banking and Insurance, independently performs more complex tasks and may take the lead and/or oversee bank or insurance examiners conducting examinations of state charter banks, regulated consumer finance entities, or domes
Critical success factors include the ability to engage and partner with all functions of the business to deliver commitments and overall financial objectives in a manner that creates value and efficiently utilizes resources and minimizes risk. In conjunction with the Director of FP&A, develops and i
Lead preparation and review of complex federal, state, and local tax filings for individuals, partnerships, S corporations, and C corporations. Coordinate multi-state tax filings, composite returns, and collaborate with audit teams when needed. With a presence in over half the country, 17 regional o
Review and evaluate healthcare professional (HCP) engagements throughout the product commercialization process to ensure alignment with corporate compliance standards and approved business strategies. This position ensures compliance with applicable healthcare, pharmaceutical, and anti-corruption la
The successful candidate will be responsible for conducting comprehensive reviews of our financial operations, ensuring compliance with statutory law and regulations, and improving our financial efficiency. Extensive knowledge of accounting principles and procedures, auditing standards, and financia
Key responsibilities include analyzing actual spending versus budget, enhancing monitoring and reporting efficiency in collaboration with Portfolio Management and NHSc businesses, and providing timely financial insights to the NPTC Leadership Team to track R&D objectives and portfolio performance. O