Collecting information
Organizing data
This position reports to the Executive Vice President of Consumer Banking and Wealth Management and works closely with the Bank Chief Compliance Officer.. Maintain the WM Trust & Investment Policy manual and RIA Policies including proposal of new policies, edits to existing policies and ongoing recertification of existing policies.. Oversee WM business unit prepared regulatory reporting such as RC-T, Statement of Condition, KRI, KPI, etc.. Serve as the named Chief Compliance Officer for any WM RIA or broker/dealer entity and serve as business unit liaison with Corporate Compliance and Information Security.. Prior experience in Registered Investment Advisor (SEC Investment Advisers Act of 1940) and/or brokerage compliance positions (FINRA) and/or with trust regulatory compliance.
Reporting to the CFO, we are seeking a highly experienced and strategic-minded Vice President of Finance to join our Finance team.. The VP of Finance will be responsible for overseeing the financial aspects of the organization, providing financial guidance, implementing financial strategies, and ensuring compliance with regulations.. Financial Planning and Analysis: Oversee financial planning, budgeting, forecasting, and analysis processes to provide insights into the company's financial performance and future outlook.. Treasury Management: Manage cash flow, investments, and banking relationships to optimize liquidity and maximize returns on surplus funds.. Bachelor's degree in Finance, Accounting, Economics, or related field; MBA or advanced degree preferred.
We are passionate about four markets: Gaming, Automotive, Enterprise Graphics and HPC/Cloud Datacenters; in addition to our traditional OEM business.. We are well positioned as the ‘AI Computing Company’, and our GPUs are the brains powering Deep Learning software frameworks, accelerated analytics, big data, modern data centers, and driving autonomous vehicles.. We are seeking a Senior Manager of Internal Audit and SOX. The ideal candidate will have a strong background in SOX compliance, internal controls, risk management and audit project management.. Provide training and guidance on SOX compliance requirements and standard processes.. Recent position as an auditor of public companies in a Big Four accounting firm or equivalent experience as an Internal Audit or SOX program leader in a public company environment.
s Global Business Services (GBS) by overseeing key daily operations within the Cash & Banking accounting team.. The manager will lead a team of supervisors and analysts across GBS and other business units to support organizational financial objectives.. Provide data-driven insights and recommendations to leadership to improve efficiency and control within cash operations.. Collaborate with internal departments including Treasury, Accounts Receivable, Accounts Payable, and General Accounting to resolve issues and streamline processes.. Experience in shared services center environments required.
This position will be the first line of support for Treasury Management Sales and other internal departments regarding Treasury Management operational procedures, product support, and operational risk management.. Provide guidance and resources to Treasury Management Sales regarding Treasury Management operations and treasury product servicing.. Utilize risk-based problem solving to assist Treasury Management Sales and other internal departments with treasury management operations and customer issues by telephone (telephone queue) or Case Manager tickets.. Review and approve legal documentation for Treasury Management Sales as it pertains to operational risk management.. One (1) year of treasury solutions experience, or three (3) years of related banking operations experience.
Join us on our journey as we continue to explore new horizons, challenge conventions, and redefine the future of banking.. A Treasury Support Specialist supports bank clients with Treasury Management services, handling tasks like onboarding, client training, operational support, issue resolution for Treasury products (e.g., ACH, wires, online banking), and assisting with process maintenance and special projects.. Client Onboarding & Setup: Managing client setups for various treasury products and services, such as Remote Deposit Capture, ACH, and Online Banking.. Operational Support: Performing daily operational tasks, performing customer reviews for Treasury services, resolving issues, and handling requests like stop payments or wire transfers.. Project & Sales Support: Participating in special projects like data mapping, and testing, and supporting the Treasury Sales team by identifying client needs and cross-selling opportunities.
Develop and maintain complex financial models to evaluate potential mergers, acquisitions, divestitures, and other strategic initiatives.. Typically 6 years of relevant experience in corporate development, investment banking, private equity, management consulting, or a similar field.. Familiarity with financial databases and research tools like Bloomberg, Capital IQ, FactSet, or similar platforms.. Experience in corporate development, investment banking, venture capital, private equity or large-scale global-management consulting. At Sierra Nevada Corporation (SNC) we deliver customer-focused technology and best-of-breed integrations in the aerospace and defense sectors.
We work with thousands of companies like Venmo, SoFi, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use.. Plaid's Strategic Finance team plays a critical role in shaping our long-term business strategy and execution.. As a Strategic Finance Associate, you will drive initiatives including P&L forecasting, designing analytical and financial frameworks to optimize decision-making, and providing our management team, Board, and employees with insights about our performance.. Helping recruit a world-class Strategic Finance team at Plaid. 2-3 years of work experience including investment banking, private equity, venture capital, strategic finance, financial planning & analysis, or consulting
In the EisnerAmper Assurance Group, we're transforming the traditional reputation of auditing.. By operating on the core tenets of profound trust, professional integrity, and consistent results, we strive to create lasting partnerships with our clients based on solutions rather than simply identifying issues in their financial statements.. This enables us to effectively innovate, grow as individuals, and provide faster, more accurate solutions and due diligence for our partners.. Acting as a trusted third party to our clients, we provide solutions that create assurance and peace of mind.. Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public firms, and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across a variety of industries.
Operating at the intersection of traditional finance and cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets.. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-evolving cryptocurrency landscape.. This role demands a seasoned professional with a deep understanding of credit markets, investment banking, or crypto credit roles, coupled with an entrepreneurial spirit.. Crypto Expertise : Previous work experience in the crypto industry, with a strong understanding of crypto lending and credit products.. Risk Management Acumen : Strong sense of risk management, particularly in operating a crypto lending business, ensuring sound decision-making and compliance.
We believe that blockchain and digital asset innovation will transform how value moves through the world and were building the products and services to make that future a reality. Our institutional digital assets platform spans trading, investment banking, asset management, staking, self-custody, and tokenization technology. Led by CEO and Founder Michael Novogratz, our team blends deep crypto expertise with institutional experience and a shared commitment to shaping the future of Web3 and AI. In addition to ensuring compliance, you will attend Independent System Operator (ISO) or Public Utility Commission (PUC) stakeholder meetings, workshops, and discussions to advocate for Galaxys position within the relevant market. Direct, recent experience within the ERCOT and PUCT stakeholder environment
Overview Sr. Technical Project Manager - Compliance / Risk and Audit Apps at GEICO. This role involves leading complex programs across multiple departments within Finance Technologies (Planning & Controls) to implement applications supporting Compliance, Risk, and Audit functions.. Coordinate project activities across multiple systems, departments, and teams; support implementations such as Legal Rule Repository, Regulatory Change Management, Model Risk Management, and GRC systems.. Experience with ERP systems (e.g., PeopleSoft, Oracle EBS, Oracle Cloud, Hyperion, Workday, SAP) and knowledge of Finance, Accounting, Audit, and Compliance to drive solutions.. PMI/PMP or Scrum certification; excellent understanding of Waterfall and Agile methodologies.. 10+ years working with leading ERP solutions (e.g., PeopleSoft, Oracle EBS, Oracle Cloud, Hyperion, Workday, SAP).
This is a highly collaborative role and strong relationship building, content creation, and project management skills are critical as this individual will collaborate closely with colleagues in marketing, communications, compliance, product strategy and the private equity investment teams to produce and activate best-in-class marketing materials. You will have extensive knowledge of private equity and alternative investments products and be curious and enthusiastic about this space. Partner with Product Strategy and Investment teams to define and refine product positioning, value propositions, and messaging frameworks for private equity offerings across various investor segments (institutional, wealth, family offices). 10+ years' experience in asset management marketing at a global Asset Manager or Alternative Investment management firm. Bachelor's Degree required, CAIA, CFA, or MBA preferred.
Our T&C team has been privileged to partner with enduring companies such as Databricks, Kaseya, Intapp, Snowflake, DoorDash, and Roblox.. Drive investment views and inform decisions via due diligence and industry and company analysis. Own and run financial modelling workstreams, including operating model, returns analysis, and valuation analysis. 1 to 3 years of relevant experience with a top-tier private equity, investment banking / M&A advisory, management consulting, or public equities firm. Strong academic credentials, ideally from finance/accounting/economics/engineering background
We specialize in Global Forwarding, U.S./Mexico Cross-Border Solutions, Mission Critical Domestic, Expedite Services, and Fine Arts. We propel our customers and their businesses forward keeping them at the forefront of their industries and shaping the next economy. This role will be acting as a strategic advisor, linking finance to operational management for Imperative Logistics Group’s Expedite or Global Forwarding and Fine Arts business segments. 5+ years of experience required; experience in the logistics space, investment banking, management consulting, or corporate finance. Experience working in Transportation Management Systems (TMS) systems like WorldTrack, Full Circle, Sylectus or CargoWise is required.. Imperative Logistics Group is a diversified supply chain management company, comprised of a unique portfolio of complementary, premium logistics services focused on Mission Critical Domestic, Fine Arts, and Global Freight Forwarding.
Minimum 5 to 7 years of experience in a regulatory agency, a comparable banking organization or law firm working on Banking or Capital Markets regulatory topics. US Markets Regulations (SEC, FINRA, CFTC, NFA) and/or Banking Regulations (FRB, NYDFS, OCC). Knowledge of and experience in the main activities of corporate and investment banking services such as commercial financing, debt and equity capital markets, merger and acquisitions services, derivatives and secondary markets, structured finance, trade finance, etc.. About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB)Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).. Crdit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
John Evans Recruiting is sourcing for a Senior Financial Analyst focused on Corporate Development / M&A and CFO Projects.. this is the perfect job for a 1 year IBanker/Transaction Services analyst or someone coming from a corporate environment in a corporate development group.. We’re seeking a Senior Financial Analyst to join their Corporate Development / M&A team and play a critical role in evaluating, executing, and integrating strategic acquisitions across the U.S. This is a high-impact, fully remote opportunity for a candidate with investment banking training and a passion for deal execution, financial modeling, and transaction diligence.. 2–4 years of experience in investment banking, corporate development, or transaction advisory. Exposure to contracts, legal documentation, and transaction structuring
The Opportunity As the Manager, Treasury Services at Adobe, you will play a pivotal role in Treasury Operations, leading the Treasury Services team and overseeing a broad range of treasury activities such as managing operational bank relationships, coordinating bank account management, and streamlining our settlement and confirmation processes.. We seek an ambitious problem solver dedicated to governance, compliance, and continuous improvement of our treasury services.. Support M&A integration efforts, ensuring Treasury Services processes are seamlessly incorporated.. Strong knowledge of banking systems including Treasury Management Systems (TMS), financial systems and software, payment methods and bank connectivity, and Treasury governance.. Non-sales roles starting salaries are expressed as base salary and short-term incentives are in the form of the Annual Incentive Plan (AIP).
P1 Dental Partners is a leading dental management company committed to reshaping the dental industry. In this pivotal role, the Director of Business Development will be responsible for driving growth through strategic partnerships, acquisitions, and expansion initiatives. Bachelor’s degree in business, finance, healthcare administration, or a related field (Dental industry preferred). Candidates with prior experience in investment banking or private equity will be highly considered. Proven business development, mergers & acquisitions, or healthcare partnership experience (dental industry experience a strong asset).
Contribute to firm-building initiatives such as talent acquisition, process improvement, and thought leadership. Education/Credentials: A bachelor's degree in accounting, finance, business, or a similar field is necessary; a CPA or CFA designation is preferred. Founded in 2010, Palm Tree specializes in supporting private equity firms, business operators, and management teams through strategic events such as mergers, acquisitions, divestitures, carve-outs, recapitalizations, restructurings, and performance improvement initiatives. The firm's unique model combines the expertise of private equity, Big-4 accounting, and investment banking, delivering actionable solutions tailored to the challenges of middle-market businesses. We are committed to developing a new paradigm to create a diverse and inclusive financial services firm of the future.