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Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy.. Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance program.. Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms.. Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred.. General understanding of Artificial Intelligence, including current regulatory focus areas
Provide training in the use of the Acumatica accounting system to Salvation Army staff as requested.. Review, analyze and provide recommendations relating to Corps annual operating budgets, and mid-year budget revisions, if necessary, in coordination with the Director of Internal Audit & Budgeting as well as the Divisional Director of Finance. Serving as the Acumatica System Administrator, act as the liaison between the Division and THQ for Acumatica issues and requests, ensure a high system security level for all Acumatica users as appropriate, and provide in-depth training to new Acumatica users as required.. Assist with Internal Audit in coordination with the Director of Internal Audit & Budgeting as well as the Divisional Director of Finance, reviewing for compliance with Territorial Internal Audit Requirements and appropriateness/ usefulness as a resource to Corps Officers and their advisory boards or councils.. Oversee non-governmental grants, including tracking of funds, initiating invoices, and managing the Acumatica grant module.
Collaborates with other departments (e.g., Risk Management, Internal Audit, Shared Services, etc.. Consults with Compliance Director, VP of Compliance, Chief Compliance Officer and / or division operations counsel as needed to resolve difficult compliance issues with focus on regulatory and legal areas. Performs special reviews/projects under the guidance of the Compliance Director, VP of Compliance, Chief Compliance Officer, division operations counsel and management. First American will consider for employment all qualified applicants, including those with arrest or conviction records, in a manner consistent with the requirements of applicable state and local laws (e.g., the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act).. Our People First Culture celebrates diversity, equity and inclusion not simply because it’s the right thing to do, but also because it’s the key to our success.
From our residential and commercial water solutions to industrial water management and everything in between, our 9,750 global employees serve customers in more than 150 countries, working to help improve lives and the environment around the world.. We have an opportunity for a Compliance Specialist to join our Golden Valley, MN team.. The Global Compliance Specialist is a process-focused and sophisticated problem-solver, who interacts professionally across all functions and global businesses to exceed expectations.. Establish, maintain, and evolve tools related to Pentair's global compliance program including our Business Partner Program (monitoring and managing third party risk).. Optimize the third-party risk management processes, including facilitating compliance portal updates, training courses, language translations, testing, reporting, and audit support related to the compliance tool.
Earth Finance is hiring a Director of Finance and Accounting to support our growing business.. Oversee accounts receivable, accounts payable, cash flow, expense management and general ledger functions.. Strategic Financial Planning and Analysis: Provide strategic financial input and leadership on decision-making issues affecting the organization (e.g., evaluation of potential partnerships, fundraising, investments, and/or other issues affecting the business).. Proven experience in financial reporting, financial modeling, cash management, budgeting, tax management, and financial compliance.. Strong proficiency with Microsoft Office, Quickbooks, and payroll/HR, expense management, and accounts receivable/invoicing systems.
Under the direction of the Chief Compliance Officer, this position is responsible for implementing the Bank's Consumer Compliance Program. If applicable or appropriate, assists in business units’ compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures including but not limited to Fair Banking, Anti-Money Laundering laws and regulations, Bank Secrecy Act and USA PATRIOT Act. Analyzes and reports on changes in banking laws and regulations, industry trends, and best practices in consumer compliance risk management, and facilitate the timely implementation of regulatory changes. Responsible for having and maintaining a superior understanding of Bank’s products and services, policies, procedures, and processes, as well as all consumer compliance laws and regulations that affect the Bank's operations, keeping abreast of any regulatory changes, and ensuring that any regulatory changes are properly incorporated into risk and compliance monitoring systems. As a Bank of Hawaii employee, you ensure (or assist with ensuring) compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited to those related to Fair Banking, Anti-Money Laundering laws and regulations, Bank Secrecy Act and USA PATRIOT Act.
Since 2013, tens of thousands of professionals across hedge fund, investment banking, management consulting, and law firm verticals have come to rely on Octus to make better, faster, and more confident decisions in pace with the fast-moving credit markets.. Our Americas Covenants team is looking for an experienced high-yield bonds lawyer, ideally based in the NYC area.. 6+ years of experience working in debt finance, with a focus on high yield bonds and/or leveraged finance.. Commercially aware and can analyze high yield and leveraged finance documents to provide actionable insights in a timely manner.. Regular interaction with asset managers, hedge funds, law firms, investment banks, and others in the leveraged finance world.
To support its growing and evolving service offerings, Vanguard seeks a highly skilled broker-dealer compliance professional to lead strategic compliance activities related to business initiatives, firm supervision, new product launches, and to collaborate with business partners on assessing and enhancing risk management controls. Broad knowledge and experience with broker-dealer regulations is required, while familiarity with investment adviser, investment company and state regulations will complement the required skills. The team is charged with building, maintaining, and enhancing an evergreen and comprehensive compliance program for Vanguard’s broker-dealer business. Serve as a trusted advisor to Vanguard’s retail brokerage, financial advisor, advice, and wealth management businesses. Maintain and cultivate a team-oriented culture for efficiently and effectively managing regulatory risks, by fostering strong relationships between, and with, business leaders, the Legal Department, Compliance Department colleagues, global partners including Risk, and other control/oversight groups like Supervision.
Proficiency in Journal Entries and handling Fixed Assets. Strong Analytical Skills to conduct thorough financial analysis. Ability to work on-site and collaborate effectively with team members. Bachelor's degree in Accounting, Finance, or a related field. Ten (10) years of progressively responsible accounting experience, preferably with a utility or a cooperative.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.. The Group Credit Officer will play a lead role in setting credit policy and evaluating and monitoring the Group's counterparty credit exposures.. The scope of the responsibility is global, encompassing the Group's business in the Americas, EMEA and APAC regions.. Daily monitoring of credit exposures in various parts of the company's businesses, including securities lending, foreign exchange and banking.. In-depth understanding of financial statements and regulatory reporting (broker-dealer,
Become a leader on the Corporate Accounting & Financial Reporting team at Raytheon.. Reporting to the Associate Director of the Technical Accounting & Financial Reporting Group, the Sr Manager of Accounting Special Projects will be part of a dynamic accounting team responsible for supporting acquisition integration and consultation, transaction support, internal controls projects, financial reporting support, domestic and international audit support, and the design/implementation of a new International Accounting Operating Model.. Maintaining compliance to RTX policies and procedures, Sarbanes-Oxley and internal control over financial reporting to support SEC reporting requirements to Corporate. Industry or public accounting firm experience in accounting, audit, or program finance.. Basic knowledge of key international accounting concepts, including transfer pricing and statutory reporting
Oaktree is a leader among global investment managers specializing in alternative investments, with about $200 billion in assets under management.. Team members coordinate and craft responses to fundraising and client inquiries, working closely with other verticals within Marketing and Client Relations as well as other departments within the firm.. For the Assistant Vice President 5-8 years of RFP experience within a finance, marketing or legal role, preferably within the investment management industry;. Industries Financial Services, Investment Management, and Venture Capital and Private Equity Principals. Area Vice President, Operations (Hospice) Senior Vice President, Contract Logistics Division Vice President Surgical Services Aimbridge Corporate - Vice President Operations Senior Vice President, Contract Logistics Senior Vice President, Global Drinking Water Market Sector Leader We’re unlocking community knowledge in a new way.
At REDICO, we are a trusted real estate, development, investment, construction and property management leader.. We are seeking a motivated and energetic Investment Analyst to join our team at our HQ in Southfield, MI. Until circumstances allow, we anticipate the successful candidate will be working remotely.. The Investment Analyst will be part of the Investment Team with a primary focus on evaluating acquisitions, developments and performing market research.. Producing detailed pro forma cash flow and investment return models using Microsoft Excel, Argus and other software. A background in real estate principal investing, asset management, financing, development, consulting and/or investment banking is highly desirable.
These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs.. The Senior Actuary will serve as a subject matter expert on Annuities within the Protection Solutions Finance Team. As part the team, you will perform financial analysis over the Annuities business, including profitability analysis on new and inforce business, strategic initiative reviews, budgeting/forecasting and comparisons of results relative to expectations.. You will have the ability to support both strategic and tactical initiatives to grow annuity sales and profitability.. Be Well Company holistic wellness program, which includes Wellness Coaching and Reward Dollars. As a leading global investor and employer, the company seeks to have a positive impact by addressing critical environmental and societal issues, with a focus on climate change and inclusion and diversity.
IT Audit Manager Support Miramar, FL, US. Under the direction of the Head of Internal Audit, supervise the internal audits of information technology areas of the Bank, its banking centers and subsidiaries in order to ensure compliance with Bank policies and procedures, as well as industry guidelines and best practices (FFIEC, COBIT, ITIL, NIST, ISO, etc.. Serving as liaison for Technology audits with examiners from the Office of the Comptroller of the Currency (OCC), and the Federal Reserve Bank during examination of the Bank and the Agency; prepare and provide information as requested. Bachelors’ Degree plus related post-graduate degree or certification, such as CISA, CIA, CISSP or MBA. Previous experience with Lotus Notes, Internet and MS Office Skills, including MS Word Advanced, MS Excel Advanced, MS PowerPoint Advanced, MS Project Advanced and MS Visio Advanced required.
Swagelok is a worldwide leader in industrial fluid systemsfounded in 1947 on the merits of its revolutionary, leak-tight tube fitting.. Swagelok offers an immersive 12-week summer internship program that gives interns the opportunity to gain valuable hands-on experience through meaningful projects and develop both personally and professionally.. Work with all functional groups within Finance, including Financial Planning & Analysis, Cost Accounting, Financial Reporting, Tax, Treasury, Risk, and Audit.. Partner with Cost Accounting, attending variance meetings, assisting with month-end data pulls, and completing ad-hoc analysis as needed.. Must be currently enrolled in an undergraduate program; minimum of a sophomore year completion in a Bachelor's degree program in Finance or Accounting
We are seeking a highly strategic and experienced Senior Director of Finance to lead the financial operations of our dynamic Macmillan Children's Publishing Group (MCPG).. Strong understanding of publishing industry economics, including revenue recognition, royalty accounting, inventory management, and production costs.. Advanced Excel skills essential (xlookup, index/match, pivots, etc); Powerpoint skills required; SAP/AO and Power BI skills a plus.. U.S. publishers include Celadon Books, Farrar, Straus and Giroux, Flatiron Books, Henry Holt & Company, Macmillan Audio, Macmillan Children's Publishing Group, The St. Martin's Publishing Group, and Tor Publishing Group.. The German publishing company, Holtzbrinck Deutsche Buchverlage, includes among its imprints S. Fischer, Kiepenheuer & Witsch, Rowohlt, and Droemer Knaur.
We believe that blockchain and digital asset innovation will transform how value moves through the world – and we’re building the products and services to make that future a reality.. Our institutional digital assets platform spans trading, investment banking, asset management, staking, self-custody, and tokenization technology.. Led by CEO and Founder Michael Novogratz, our team blends deep crypto expertise with institutional experience and a shared commitment to shaping the future of Web3 and AI.. Assist with ad hoc projects and perform analysis in connection with business directives and initiatives as the digital asset and blockchain landscape evolves. CPA license required, Master’s in Taxation and/or Juris Doctor a plus
Participate in Enterprise Risk and other risk governance forums to provide insight on the control environment and the identification of risks. Knowledge of Financial Crimes Compliance regulations. Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Internal Auditor (CIA). LendingClub is an equal opportunity employer and dedicated to diversity, equity, and inclusion in the workplace.. We do not discriminate on the basis of race, religion, color, national origin, sex (including pregnancy, childbirth, reproductive health decisions, or related medical conditions), gender, gender identity, gender expression, sexual orientation, age, marital status, veteran status, disability status, political views or activity, or other applicable legally protected characteristics.
This position is fully remote.. Preparation/review of federal and state tax compliance for private equity, venture capital, fund of fund entities, and closely held companies.. Support client tax department through various roles, such as being an outsourced tax manager or tax analyst and potentially work on site for the project duration.. Assist clients with project management and implementation of new accounting and tax technology and process improvements.. Senior Tax Manager (Fully-Remote + Medium Firm Size) + up to 200 Natick, MA $160,000.00-$200,000.00 1 week ago