BSA/AML/CTF Compliance Officer

The Role: The BSA/AML/CTF Compliance Officer will report to the Trust Officer and will be responsible for overseeing the SD office's day-to-day compliance program. This person will be getting in on the ground level for a new SD trust company specializing in crypto assets and will work closely with the President/Trust Officer to build the company's presence in the SD market. The BSA/AML/CTF Compliance Officer will collaborate across the organization to ensure policies, disclosures, and business practices meet regulatory requirements and industry standards. Gate US will be the initial employer then transition employment to Gate Trust upon charter approval.

Qualifications: Experience with CIP/CDD/EDD, transaction monitoring, SAR/CTR filing strongly preferred. Trust company or state chartered institution experience a plus. Bachelor’s degree in business, finance, accounting, law, risk management, or a related field. Five or more years of relevant compliance, regulatory, audit, risk, securities, investment advisory, registered fund, trust, or financial-services experience. Experience supporting regulatory examinations and interacting with federal or state regulators. Knowledge of regulations governing investment advisers, registered investment companies, trust companies, or wealth management organizations. Experience with compliance testing, risk assessments, regulatory filings, policies and procedures, or issue remediation. Strong analytical, research, communication, organizational, and documentation skills. Ability to manage multiple priorities, exercise sound judgment, protect confidential information, and collaborate across the organization. Proficiency with Microsoft Office and compliance, document-management, or regulatory-filing systems. Complete CAMS certification within 6 months of hire. Able to work on-site in the Sioux Falls, SD Office.