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FINRA in Chicago seeks a senior risk monitoring professional reporting to a Risk Monitoring Director to lead risk identification and ongoing monitoring for member firms. You will collaborate with internal departments to analyze regulatory intelligence and communicate actionable recommendations. You will mentor junior staff, play leadership roles on special projects, and coordinate with specialists to address elevated risks while upholding FINRA’s mission of investor protection and market

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Level

Senior L5

Location

Chicago, IL

Occupation

Financial Risk Specialists

Industry

Investment Banking and Securities Intermediation

Posted

6 days ago

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