CCO Lead Compliance for a Growing RIA
verdence capital advisorsCockeysville, MD
CCO Lead Compliance for a Growing RIA
verdence capital advisorsCockeysville, MDDirector L8
Other Management Consulting ServicesPortfolio Management and Investment AdviceMiscellaneous Financial Investment Activities
APPLY NOWVerdence Capital Advisors in Maryland seeks a Chief Compliance Officer to build and own the firm's compliance program end-to-end. You will manage day-to-day obligations and support growth through scalable processes.
You report to the COO and collaborate with senior leadership on regulatory risk, testing results, and exam findings, while steering responses to SEC examinations and internal audits.
Matching similar jobs
Level
Director L8
Location
Cockeysville, MD
Occupation
Compliance Officers
Industry
Other Management Consulting Services
Posted
2 days ago