ViewTrade Securities is seeking a licensed Compliance Associate for our Boca Raton, FL office. The role requires 5+ years in the brokerage industry and a Series 24 license, with strong communication and client support skills for national and international clients. Duties include assisting the CCO with daily compliance tasks, managing registrations in CRD/FINRA, funds transfers, regulator data requests, and collaboration with operations to meet deadlines in a fast-paced environment.

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Level

Mid L4

Location

Boca Raton, FL

Occupation

Compliance Officers

Industry

Investment Banking and Securities Intermediation

Posted

2 days ago

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