Licensed Compliance Associate (Series 24) – Growth & Impact
gohire technologiesBoca Raton, FL
Licensed Compliance Associate (Series 24) – Growth & Impact
gohire technologiesBoca Raton, FLMid L4
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesMiscellaneous Intermediation
APPLY NOWViewTrade Securities is seeking a licensed Compliance Associate for our Boca Raton, FL office. The role requires 5+ years in the brokerage industry and a Series 24 license, with strong communication and client support skills for national and international clients.
Duties include assisting the CCO with daily compliance tasks, managing registrations in CRD/FINRA, funds transfers, regulator data requests, and collaboration with operations to meet deadlines in a fast-paced environment.
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Level
Mid L4
Location
Boca Raton, FL
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago