Next Generation Recordkeeping System ImplementationAs part of a strategic initiative to modernize our Transfer Agent (TA) platform, our organization is implementing a next-generation recordkeeping system designed for intermediated accounts while transitioning select legacy direct accountsreferred to as Mutual Fund Direct (MFD)to a specialized third-party service provider model. Under this new operating structure, our firm will retain complete client ownership and high-level governance while offering enhanced services and operational efficiencies.
