Capital Markets Mid-Level Associate - New York or Houston
people of professional servicesNew York, NY
Capital Markets Mid-Level Associate - New York or Houston
people of professional servicesNew York, NYSenior L5
LawyersSecurities, Commodities, and Financial Services Sales AgentsFinancial and Investment Analysts
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Intermediation
APPLY NOW (opens in a new tab)Capital Markets Mid-Level Associate – New York or Houston Location: New York, NY | Houston, TX
Experience:
3–6 Years PQE | Capital Markets & Securities
A top-tier corporate team is seeking a mid-level Capital Markets Associate (3–6 years PQE) with experience in public and private debt and equity offerings, SEC reporting, and corporate governance matters. This role offers hands-on exposure to IPOs, follow-on offerings, PIPEs, mergers & acquisitions, and advising public company clients on day-to-day governance and compliance.
Key Responsibilities:
Lead and support public and private capital raising transactions, including IPOs, follow-on offerings, and PIPE deals
Draft and negotiate offering documents and corporate agreements
Advise clients on SEC compliance, corporate governance, and reporting obligations
Collaborate with internal teams and manage junior associates on transaction execution
Who You Are:
3–6 years of corporate transactional experience at a large law firm, ideally with capital markets focus
Strong knowledge of Securities Act, Exchange Act, and stock exchange regulations
Skilled in drafting and negotiating transactional documents and governance policies
Excellent analytical, communication, and drafting skills
Admitted to the relevant state bar (NY or TX)
Compensation & Benefits Competitive salary (DOE)
Discretionary merit bonuses
Comprehensive benefits including wellness, family support, 401(k), health coverage, and professional development
#TPOPS
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Level
Senior L5
Location
New York, NY
Occupation
Lawyers
Industry
Investment Banking and Securities Intermediation
Posted
19 days ago