Senior Registered Client Associate - Wealth Management
leeds professional resourcesMiami, FL
Senior Registered Client Associate - Wealth Management
leeds professional resourcesMiami, FLSenior L5
Financial Clerks, All OtherSecurities, Commodities, and Financial Services Sales AgentsBrokerage Clerks
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesTrust, Fiduciary, and Custody Activities
APPLY NOWExciting opportunity to join an established and growing financial services firm with significant operations in Miami. This role will support a top producing team and have strong opportunities for career growth. Fluency in English and Spanish preferred.
Responsibilities:
- Assist the team with all non-sales related functions: Opening new accounts, ACATs, money movement, etc.
- Prepare meeting documents and other materials.
- Schedule meetings for team utilizing our group’s various applications
- Respond to client questions regarding accounts, policies, and procedures.
- Review daily activity and reconcile current client activity, fund transfers and previous day’s activity to ensure accuracy.
- Process client requests (wires, checks, journals, etc.).Process client paperwork (including communicating directly with clients to obtain all information needed)
- Assist with establishing online access for statements, confirms, proxy materials and other services.
- Attend compliance and continuing education training sessions as required by regulatory agencies and the firm.
- Various related duties
Requirements:
Bachelors degree 3+ years of relevant experience Active Series 7Bilingual (English/Spanish)
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Level
Senior L5
Location
Miami, FL
Occupation
Financial Clerks, All Other
Industry
Portfolio Management and Investment Advice
Posted
8 days ago