Futu US Inc. in Dallas, TX (or Jersey City, NJ) is seeking a Director of Compliance to lead regulatory examinations, inquiries, and investigations involving FINRA, the SEC, and state regulators. You will apply deep knowledge of broker-dealer clearing, AML, trade surveillance, and regulatory reporting to guide remediation and oversight across a global organization. The role requires strong leadership, exceptional communication, and the ability to coordinate across Compliance, Operations,
