AVP, Audit Manager- Financial Services

AVP, Audit Manager – Financial Services New York, NY | HybridBrewer Morris is partnering with a global, publicly traded financial markets organization to appoint an Internal Audit Manager to its New York team. This is a hands-on audit role within a complex capital markets environment. We’re looking for someone who can personally run an audit end-to-end, from initial risk assessment and scoping through fieldwork, testing, findings, reporting and remediation. You’ll work across businesses spanning broker-dealer, securities, futures/options, commodities, clearing and derivatives activity. This opportunity offers the combination of hands-on audit ownership, exposure to complex financial markets and direct interaction with senior stakeholders within a global audit function. What you’ll own Plan and execute risk-based internal audits from start to finish, including scoping, walkthroughs, testing, findings and final reporting. Perform audits across capital markets, trading, clearing and regulated financial-services businesses. Conduct risk assessments across financial, operational, regulatory and technology-related risks. Lead integrated reviews combining business-process controls and IT general controls (ITGCs).Evaluate governance, risk management and the internal-control environment and identify opportunities for improvement. Work directly with senior business leaders and control owners to communicate findings and drive remediation. Contribute to the firm’s annual and multi-year risk-based Internal Audit plan. Assess activities operating within SEC, FINRA, CFTC and NFA regulatory frameworks. Work with co-source partners where appropriate and contribute to the continued development of audit methodology and tools.