WHO WE ARE:
Leonteq is a Swiss fintech company and a leading marketplace for structured investment solutions. Combining capital markets expertise with proprietary technology, the company provides access to a wide range of structured investment opportunities. Entrepreneurial thinking is central to how we work. Expertise is valued, ownership is encouraged, and employees are empowered to actively shape their areas of responsibility. Innovation and continuous improvement are part of daily life, making Leonteq a dynamic and collaborative place to grow your career.
About the role:
At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.
What you'll do:- Responsible for the performance of all relevant activities allocated to a Compliance Officer and a Money Laundering Reporting Officer under all rules and regulations applicable on Leonteq Securities AG, Amsterdam branch
- Performing client reviews and KYC procedure
- Monitoring client transactions and adherence to Dutch, European and Swiss legal requirements
- Drafting and review of risk assessments and compliance monitoring programs
- Documentation and life cycle management of relationships
- Support in regard to the implementation of group-wide policies and relevant standing orders
- Assistance with compliance reviews and reporting duties
- Compilation and preparation of the necessary documentation for internal and external examinations (e.g. audits)
- Support in other core compliance tasks
- Support Group Compliance in audit related topics
- Compliance reviews and responsibility for local reporting duties
- Implementing and maintaining policies and procedures to identify, manage and track risks to which Leonteq is exposed toCommunicating with senior management in relation to the risks identified in the company and advising on appropriate actions that could be taken
What you'll need:- Law or economic degree
- At least 5 years of Compliance experience in the Dutch financial sector and in a role as Compliance Officer and MLROProficient in domestic Dutch legal and regulatory requirements and European regulation
- Active interest in capital markets and the respective regulations
- Dedicated and responsible personality with strong team-player attitude
- Ability to work independently and to take initiative
- Native in Dutch, business level proficiency in Englisch and GermanNice to have
- Additional language skills
Why you'll love working here:- Experience the dynamics of a leading fintech company
- Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain
- Modern offices in exceptional location
