Regulatory and Compliance, AML Onboarding - Associate
partnership employmentWhite Plains, NY
Regulatory and Compliance, AML Onboarding - Associate
partnership employmentWhite Plains, NYMid L4
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
APPLY NOW (opens in a new tab)Responsibilities:
- Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring
- Perform third party reliance testing and monitoring.
- Collaborate across various business lines on new initiatives, providing compliance guidance.
- Conduct AML screening review and dispositions.
- Assist in preparing for and responding to inquiries and audits.
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Level
Mid L4
Location
White Plains, NY
Occupation
Compliance Officers
Industry
Portfolio Management and Investment Advice
Posted
4 days ago