Our client is a leading digital investment platform. They seek an Associate Director to join their Manhattan, NY office.
Responsibilities:- Execute key components of the monthly and quarterly close across multiple entities
- Prepare and review journal entries, account reconciliations, and variance analyses
- Resolve reconciliation breaks across sub-ledgers and the general ledger
- Deliver timely and accurate financial reporting within a multi-entity, regulated environment
- Support preparation of regulatory filings, including 17a-5 and 15c3-1 reports
- Apply broker-dealer accounting across revenue streams such as trading commissions, PFOF, and advisory fees
- Assist with daily and monthly net capital calculations and ongoing regulatory compliance
- Coordinate with Compliance and Finance on evolving SEC, FINRA, CFTC, and NFA requirements
- Facilitate audit processes by preparing PBC support, responding to auditor inquiries, and addressing control gaps
- Manage intercompany and consolidation activities, including allocations, eliminations, and financial statement preparation
Requirements:- Bachelor’s degree in Accounting, Finance, or related field 4-6+ years of accounting experience
- Broker-dealer experience required
- Financial services industry
- Strong hands-on experience with monthly close and account reconciliations
- Direct experience supporting external audits
- Solid understanding of U.S. GAAP and internal control frameworks
- Familiarity with SEC / FINRA reporting requirements
- Strong Excel skills with the ability to work across large datasetsCPA highly preferredFINRA Series 27 is a plus
- JobID: 48180
