Our client, a prominent hedge fund, is looking to hire a compliance officer to support their investment guideline compliance program.
Responsibilities:
Manage portfolio compliance across a broad and expanding global investment platform, ensuring effective oversight of investment activities.
Interpret investment restrictions, client mandates, and regulatory standards, translating requirements into practical compliance parameters and controls.
Direct ongoing pre- and post-trade surveillance for designated portfolios to ensure compliance with applicable investment guidelines and regulatory obligations.
Investigate compliance breaches and monitoring alerts, determine appropriate resolutions, and escalate significant matters with recommendations for remediation.
Coordinate the development, implementation, and testing of compliance rules within monitoring platforms to ensure accurate and reliable oversight.
Evaluate existing compliance processes and controls, identify opportunities for improvement, and implement enhancements to strengthen the overall control framework.
Requirements:
5+ years of compliance experience Experience with a fund supporting investment guidelines
