Series 3 Compliance and Onboarding Associate, MX1 Holdings
mx1 holdingsPalm Beach County, FL
Series 3 Compliance and Onboarding Associate, MX1 Holdings
mx1 holdingsPalm Beach County, FLSenior L5
Miscellaneous IntermediationInvestment Banking and Securities IntermediationCommodity Contracts Intermediation
APPLY NOWAbout MX1MX1 is an algorithmic trading firm focused on digital assets and futures. We are a growing team building out our regulatory and operational infrastructure.
The Role:
We are hiring a Compliance and Onboarding professional in the West Palm Beach area. This person will be a registered individual with the firm and will own compliance and onboarding day to day.
Responsibilities:
- Support the firm's National Futures Association registration and ongoing regulatory obligations
- Build and maintain compliance policies and procedures, including Anti Money Laundering and Know Your Customer
- Manage onboarding with trading venues, custodians, and banking partners
- Onboard investors and trading clients, including account documentation and verification
- Monitor trading activity and escalate issues
- Maintain regulatory filings, records, and audit readiness
- Serve as the point of contact with regulators and counterparties on compliance matters
Requirements: Active Series 3 license Clean background: no regulatory disciplinary history,
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Level
Senior L5
Location
Palm Beach County, FL
Occupation
Compliance Officers
Industry
Miscellaneous Intermediation
Posted
today