Broker-Dealer Exams & Compliance Lead

U.S. Bank is seeking a seasoned Exams Team Lead to ensure compliance with federal, FINRA, and state requirements for broker dealers. The role interacts with senior management and examination staff, demanding expert FINRA Rule 3110 knowledge and strong communication across regulatory, advisory, and internal teams. Must hold FINRA SIE, Series 7, 24, and 63 (or 66) with potential Series 53/79 within 365 days. Travel up to 25% and leadership in developing examination schedules and improvements are