Our client, a prominent asset manager, is looking to hire a Compliance Associate to their team to support generalist compliance responsibilities
Key Responsibilities:
Support regulatory governance filings such as Form ADV, PF, etc.
Conduct compliance testing.
Administer compliance training and update materials to address material changes within the organization.
Support AML, KYC, and OFAC initiatives across the organization.
Respond to regulatory inquiries and facilitate regulatory examinations.
Develop policies & procedures and update the Compliance Manual.
Marketing material review
Requirements: Bachelor's Degree 2-8 years of compliance experience at an asset management firm
