Financial Services Regulatory and Compliance Associate Mid-Level

Duties: Advise clients on financial services regulatory and compliance matters. Assist with licensing and chartering processes. Conduct legal research and analysis on financial regulations. Draft and review compliance-related documents. Collaborate with team members on complex legal issues.

Requirements: 3-5 years of experience in financial services regulatory and compliance. Knowledge of banking, money services, and payment systems. Familiarity with BSA/AML, sanctions, and consumer compliance laws. Enforcement experience is a plus. Admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish preferred. EducationStrong academic background in law.

Certifications: Admission to the bar in the relevant jurisdiction. SkillsExcellent legal research, analysis, and writing skills. Strong attention to detail and commitment to client service. Proactive and team-oriented approach.

Benefits: Health insurance with optional HSA. Short and long-term disability insurance. Dental and vision care. Life insurance. Healthcare and Dependent Care Flexible Spending Accounts. 401K plan. Vacation and sick time. Employee assistance program. Voluntary insurance programs. Commuter and transit programs in certain markets.