FINRA Licensed Trading Specialist
virtual vocationsDenver, CO
FINRA Licensed Trading Specialist
virtual vocationsDenver, COSenior L5
Securities, Commodities, and Financial Services Sales AgentsBrokerage ClerksFinancial Specialists, All Other
Investment Banking and Securities IntermediationMiscellaneous IntermediationCommodity Contracts Intermediation
APPLY NOW (opens in a new tab)Monitoring live trading activity, the remote FINRA Licensed Trading Specialist will ensure accurate trade execution across multiple sessions, investigate trading issues, and coordinate responses to disruptions while supporting the health of the trading infrastructure.
Key responsibilities:
Execute Written Supervisory Procedures to comply with SEC and FINRA rules
Monitor trading activity and resolve inquiries related to trades
Engage with cross-functional teams on product development and problem-solving
Required qualifications:
Bachelor's Degree or equivalent work experience
3-5 years of experience in a broker-dealer operations/trading environment
FINRA Series 7 license required
FINRA 57 license required
Strong understanding of brokerage operation functions
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Level
Senior L5
Location
Denver, CO
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
today