Key Responsibilities:
Develop and implement compliance plans based on business risks.
Conduct compliance testing and risk assessments.
Define and monitor Key Risk Indicators (KRIs).Prepare quarterly compliance reports.
Manage regulatory compliance policies and governance.
Review and confirm whether U.S. regulations, including SEC, CFTC, BSA/AML, and OFAC, apply to the bank’s European operations.
Ensure compliance with U.S. regulations that may apply to overseas operations.
Key Skills Required:- Regulatory Compliance
- Risk Assessment and Compliance TestingSEC and CFTC RegulationsBSA/AML and OFAC Compliance
- Key Risk Indicators (KRIs)
- Compliance Reporting and GovernanceU.S. Extraterritorial Regulations
