Senior Analyst
mission staffingNew York, NY
CLO Compliance Analyst
Position Summary:
The CLO Compliance Analyst will be responsible for overseeing the compliance process across a leading global alternative asset manager's US CLO platform. The Analyst will work closely with operations, fund management, and investment professionals to support an industry-leading CLO business.
Primary Responsibilities:
- Actively monitor US Middle Market CLOs and Rated Note Fund Structure Compliance tests
- Review quarterly investor reports and waterfalls
- Hypothetical Testing
- Review and interpret indentures
- Daily interaction with Portfolio Management, Trading, and Structuring teams
- Regular reporting for Portfolio Management purposes
- Oversight of vendor relationships, including fund administration and trustees
- Ad-hoc reporting
- RequirementsEducation & Certificates
- Bachelor's degree required
- Concentration in Finance, Accounting, Mathematics, or related discipline preferred
- Professional Experience 2+ years of experience in Financial Services with a focus on CLO Compliance
- Competencies & Attributes
- Team player who fosters collaboration across teams to improve efficiency of the organization
- Strong work ethic, willingness to keep learning, honesty and integrity, as well as strong interpersonal and communication skills
- Detail-oriented self-starter
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Level
Senior L5
Location
New York, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
9 days ago