Howard-Sloan Search is seeking a Senior Vice President of ERISA Compliance for a leading financial services platform in New York. You will own the firm-wide ERISA program, advise on fiduciary duties, prohibited transactions, and QPAM requirements, and partner with CCO and business teams on exams and product launches.
Lead policy development, testing, training, and governance; oversee QPAM compliance, documentation, and regulatory interactions; require 10+ years in ERISA/compliance with advanced
