Deputy Chief Compliance and Regulatory Officer (Chicago)

Location: Chicago, IL (60604) - Hybrid | On-site 3 days Tues - ThuEmployment type: Full-time This opportunity is to join a world-changing company, at the forefront of the prediction market space. Must have direct experience working with (CFTC) regulations, specifically managing compliance for an exchange (DCM, SEF) or clearinghouse (DCO) If you have served as a primary or secondary point of contact leading responses to CFTC regulatory audits, examinations, or formal inquiries then please reach out for a confidential discussion.

Responsibilities: Assist the CCRO in the development, implementation and monitoring of the firm's compliance program, including all aspects of regulatory compliance for the Exchange, ensuring ongoing adherence to CFTC Core Principles and the Commodity Exchange Act. Serve as the Exchange's primary liaison to the CFTC, including managing audits, filing self-certifications, ensuring accurate reporting and responding to inquiries. Assist the CCRO in oversight of the ongoing development and adherence to policies, internal controls – ensuring best-in-class standards for risk, surveillance, KYC/AML, customer protection and information security. Drive automation and systems integration for compliance monitoring, regulatory reporting, trade surveillance, and clearinghouse risk monitoring. Support executive-level reporting on compliance posturing, regulatory updates, and material risks. Collaborate with legal, finance, and operations teams to ensure integrated compliance practices. Lead training initiatives to promote compliance awareness across the Exchange.

Benefits: Benefits packages include a 401(k) plan with employer match, health, vision, and dental insurance for employees and eligible dependents, paid time off, and much more.