Senior Compliance Officer - Institutional Fixed Income
robert w baird companySouth Milwaukee, WI
Senior Compliance Officer - Institutional Fixed Income
robert w baird companySouth Milwaukee, WILead L6
Investment Banking and Securities IntermediationMiscellaneous IntermediationSecurities and Commodity Exchanges
APPLY NOW (opens in a new tab)Lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional Compliance Officer, Officer, Compliance, Senior, Regulatory, Business, Business Services
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Level
Lead L6
Location
South Milwaukee, WI
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday