Corporate Compliance Associate (Washington DC-Baltimore Area)

Key Responsibilities: Maintenance of Corporate Governance documents and corporate life (LLCAs, LPA, Resolution, etc.) - Support in corporate contractual management, and provide support to business development - Assisting with preparation of certain regulatory filings such as ADV, PF, BEA, as well as certain non-US compliance-related filings (Canada). - Monitor compliance with the Code of Ethics, as well as policies, procedures and protocols, including those in respect of personal trading, political contributions, outside business activities and gifts and entertainment. - Preparing all reporting and filing obligations and monitoring the compliance activities of the company (lobbyist registration, marketing and advertising materials). - Participate in risk monitoring of all investment vehicles managed by the company - Participate in the regular compliance testing and monitoring of the compliance processes and procedures - Aid the company in being “exam ready for future SEC/Regulatory exams - Assisting with maintenance, organization, and filing of compliance books & records. - Assisting with other compliance-related projects as needed (the company is an ISO 9001 and 37001 certified group). - Partner with finance, IR, and investment operations teams to ensure integration of the compliance program across the firm. - Assist with preparing compliance training materials and conduct training. - Stay current on new and upcoming regulations and practices affecting operations. - Identify, develop, and implement process, practice, and policy improvement initiatives.