Senior Risk & Supervisory Leader – Wealth Management
ubsNew York, NY
Senior Risk & Supervisory Leader – Wealth Management
Portfolio Management and Investment AdviceCommercial BankingInvestment Banking and Securities Intermediation
UBS in New York seeks a risk and supervision lead to drive sales supervision, compliance and business risk initiatives. You will review supervision processes, support Branch Review and Group Internal Audit, and partner with Compliance to shape policy. The role requires strong leadership, exceptional communication, and independent judgment. You will visit branches, help develop action plans for audits, and act as a point of contact for unresolved issues.
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Level
Senior L5
Location
New York, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
yesterday