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Senior Risk & Supervisory Leader – Wealth Management

ubsNew York, NYSenior L5
UBS in New York seeks a risk and supervision lead to drive sales supervision, compliance and business risk initiatives. You will review supervision processes, support Branch Review and Group Internal Audit, and partner with Compliance to shape policy. The role requires strong leadership, exceptional communication, and independent judgment. You will visit branches, help develop action plans for audits, and act as a point of contact for unresolved issues.
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Level

Senior L5

Location

New York, NY

Occupation

Compliance Managers

Industry

Portfolio Management and Investment Advice

Posted

yesterday

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