Hybrid Chief Compliance Officer - FinReg Leader (Remote)
caldwell sutter capitalSausalito, CA
$175,000 per year
APPLYHybrid Chief Compliance Officer - FinReg Leader (Remote)
caldwell sutter capitalSausalito, CADirector L8
$175,000 per year
Miscellaneous IntermediationInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
APPLY NOWA growing financial services firm is seeking a Chief Compliance Officer in Sausalito, CA, to oversee compliance with SEC and FINRA regulations.
The ideal candidate will have:
5-15+ years of experience and must possess necessary FINRA licenses. This role balances strategic leadership with hands-on execution, offering a competitive compensation package of $175,000 – $325,000+, including benefits. Flexible work arrangements may be available for qualified candidates.
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Level
Director L8
Salary
$175,000 per year
Location
Sausalito, CA
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
2 days ago