Investments Compliance Lead - Risk & AML Oversight
frost bankHouston, TX
Investments Compliance Lead - Risk & AML Oversight
frost bankHouston, TXManager L7
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment Activities
APPLY NOW (opens in a new tab)Frost Bank seeks an Investments Compliance Officer to oversee compliance monitoring for Frost Brokerage Services, evaluating controls under securities laws and AML. You will ensure ongoing adherence to applicable regulations and contribute to a culture of integrity and excellence.
You will coordinate with multiple lines of business, manage licensing and registration activities, review due diligence, and provide written guidance on policy interpretations.
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Level
Manager L7
Location
Houston, TX
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday