Senior Investment Compliance Lead - Monitoring & Automation
oliver james groupBaltimore, MD
Senior Investment Compliance Lead - Monitoring & Automation
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
Oliver James Group partners with a leading global investment management firm to hire a Senior Manager to lead its Investment Compliance Monitoring function. This role combines deep technical knowledge of investment guidelines and monitoring with hands-on leadership to own a team-wide monitoring framework.
You will oversee pre-trade, post-trade and batch processes, partner with trading, legal, risk and operations, and drive data-led improvements and AI-enabled solutions.
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Level
Senior L5
Location
Baltimore, MD
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
yesterday