ETF & 1940 Act Compliance AVP — Funds
icapitalNew York, NY
ETF & 1940 Act Compliance AVP — Funds
icapitalNew York, NYSenior L5
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
APPLY NOW (opens in a new tab)iCapital is hiring an ETF and 1940 Act Registered Funds Compliance Officer at a senior Associate Vice President level in New York. You will support compliance programs for SEC-registered advisers and funds, monitoring regulatory developments and ensuring governance across ETF and registered funds products.
The role emphasizes collaboration across functions, post-trade monitoring, and third-party reviews, with a competitive compensation package and benefits.
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Level
Senior L5
Location
New York, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
today