ETF & Funds Compliance Lead — 40 Act Expert

Howard-Sloan Search is seeking a VP, Compliance – ETFs & 40 Act Registered Funds for a fast-growing global Fin-Tech wealth and asset management firm. This hands-on role provides regulatory and compliance advisory coverage on ETFs, registered funds and related NFA/CFTC-registered commodity pools. The successful candidate will oversee the funds' compliance framework, ensure governance in accordance with governing documents, and advise on new rules affecting ETFs, including derivatives, valuation