Chief Compliance Officer

Chief Compliance Officer (with potential for a counsel title) - New York, NY: Our client, a leading wealth management firm, is seeking a Chief Compliance Officer to join their legal and compliance team. This individual will oversee the firm's regulatory compliance, legal affairs, corporate governance, and enterprise risk management, serving as a trusted advisor to leadership on a broad range of strategic and operational matters. The ideal candidate will bring a strong combination of legal expertise, regulatory knowledge, and commercial judgment, with the ability to navigate complex issues while supporting the firm's long-term objectives and fiduciary responsibilities. Key Points Opportunity to oversee both the legal and compliance functions, with responsibility for a wide range of corporate, regulatory, investment, and governance matters. Exposure to complex private investment structures, alternative investment vehicles, and the unique legal and fiduciary considerations associated with ultra-high-net-worth individuals and families. Work closely with investment, operations, human resources, and other business teams, providing practical solutions to complex legal and regulatory matters. Play a central role in strengthening the firm's compliance framework, managing enterprise risk, and supporting a culture of integrity, accountability, and sound judgment. Excellent quality of life organization.

Job Reference #